S-1 · resale registration
Issued 2025
Proposed maximum
Shares registered
- Filed
- Effective
FCUV$3.41+3.02%
Focus Universal Inc.
Sector: Industrial Instruments For Measurement, Display, and ControlIndustry: Hardware, Equipment & PartsCountry: USExchange: Nasdaq
Mkt Cap:$3.35M
Float & O/S:
Inst Own:
DilutionScan read 21 of FOCUS UNIVERSAL INC.'s SEC filings and found 3 warrant series, 2 convertibles, 1 ATM program, 1 equity line, 1 shelf registration, 2 S-1 registrations and 3 completed offerings on file for FCUV. The latest dilution event on file is an offering on Sep 8, 2026. Analysis updated Oct 30, 2026.
Signal8 Summary
FCUV
Cash crisis with severe dilution overhang
Snapshot
Focus Universal is a tiny hardware company with almost no revenue: just $255K in FY 2025, down 36% YoY, and a negative gross margin.
What's Happening Right Now
- : On Jun 23, 2026, Focus Universal completed a 1-for-4 reverse stock split to stay compliant with Nasdaq's $1 minimum price rule, cutting shares outstanding to roughly 702,811.
- : Registered 838K shares for sale on Form S-1.
- : Raised $4.00M in gross proceeds through a private placement (PIPE), with warrants over 838K shares.
- : Registered 264K shares for sale on Form S-1.
Raise routes on file: active ATM + effective shelf + effective S-1 + active equity line · latest dilution event 56 days ago
Overall Risk
Offering Ability
Overhead Supply
Historical
Cash Need
AI dilution summary
The dominant contractual driver and its mechanism, then each further driver ranked.
Latest dilution event
Sep 8, 2026 · Offering
Every warrant, convertible, ATM and shelf, cited to the filing
A free account reads 3 tickers a day in full
$59/mo with 7 days free, or $49/mo billed yearly ($588/yr)
Share count and cash history
Shares outstanding, potential dilution and cash over time
Effective
S-1 · resale registration
Issued 2026
Proposed maximum
Shares registered
- Filed
- Effective
Warrant
Issued 2026
Shares Underlying
Exercise Price
Outstanding
- Type
- Anti-Dilution
- Cashless Exercise
- Expiration
Warrant
Issued 2026
Shares Underlying
Exercise Price
Outstanding
- Type
- Anti-Dilution
- Cashless Exercise
- Expiration
Warrant
Shares Underlying
Exercise Price
Outstanding
- Type
- Anti-Dilution
- Cashless Exercise
- Expiration
Series B Convertible Preferred Stock
Principal
Conversion Price
Remaining principal
- Shares on conversion
- Interest rate
- Maturity
Series A Convertible Preferred Stock
Principal
Conversion Price
Remaining principal
- Shares on conversion
- Interest rate
- Maturity
ATM program
Issued 2025
Total capacity
Sold to date
Remaining capacity
- Sales agent
- Agreement date
- Commission
Equity line
Issued 2024
Commitment
Sold to date
Remaining
- Agreement date
- Term ends
- Discount
S-3 shelf registration
Issued 2024
Total capacity
Remaining
- Filed
- Effective
- Expires
- Baby shelf
PIPE
Gross proceeds
Price per share
- Shares issued
- Warrant coverage
- Placement agent
PIPE
Gross proceeds
Price per share
- Shares issued
- Warrant coverage
- Placement agent
Offering
Issued 2026
Gross proceeds
Price per share
- Shares issued
- Warrant coverage
- Placement agent
Know who's about to sell into your FCUV trade
Exercise prices, conversion terms, shelf headroom and the filing sentence behind every number.
$59/mo with 7 days free, or $49/mo billed yearly ($588/yr)
