S-3 shelf registration
Issued 2023
Total capacity
Remaining
- Filed
- Effective
- Expires
- Baby shelf
HNNA$10.54+2.41%
Hennessy Advisors Inc.
Sector: Investment AdviceIndustry: Asset ManagementCountry: USExchange: Nasdaq
Mkt Cap:$83.29M
Float & O/S:
Inst Own:
DilutionScan read 32 of HENNESSY ADVISORS INC's SEC filings and found 2 shelf registrations on file for HNNA. The latest dilution event on file is a registration statement on Jan 8, 2024. Analysis updated Oct 28, 2026.
Signal8 Summary
Raise routes on file: effective shelf · latest dilution event 1030 days ago
Overall Risk
Offering Ability
Overhead Supply
Historical
Cash Need
AI dilution summary
The dominant contractual driver and its mechanism, then each further driver ranked.
Latest dilution event
Jan 8, 2024 · Registration
Every warrant, convertible, ATM and shelf, cited to the filing
A free account reads 3 tickers a day in full
$59/mo with 7 days free, or $49/mo billed yearly ($588/yr)
Share count and cash history
Shares outstanding, potential dilution and cash over time
Active
S-3 shelf registration
Issued 2020
Total capacity
Remaining
- Filed
- Effective
- Expires
- Baby shelf
Know who's about to sell into your HNNA trade
Exercise prices, conversion terms, shelf headroom and the filing sentence behind every number.
$59/mo with 7 days free, or $49/mo billed yearly ($588/yr)
